Tom has extensive Institutional Sales and ECM experience providing insights into equity new issuance and the execution of new issue product and after-market support services. Before joining us in 2002, he served as Managing Director and Senior Boston Salesman at First Union/Wachovia Securities, where he was instrumental in opening the Boston institutional equity office. Previously he was first institutional branch manager and Managing Director at Dain Rauscher Wessels/RBC and also served as Vice President of Institutional Sales at Prescott Ball & Turben. Tom graduated from John Carroll University with a BA in Marketing.
Selected transactions
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US$20.3m
Cibus
Joint Bookrunner (Follow-On)
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US$10m
Calyxt
Sole Bookrunner (Follow-on Offering)
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US$1.2b
Environmental Impact Acquisition Corp.
Financial Advisor on Merger with GreenLight Biosciences
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US$67m
Laird Superfood
Lead-Left Bookrunner (IPO)
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US$252m
Kratos Defense & Security Solutions, Inc.
Senior Co-Manager (Follow-On)
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US$25m
RADA Electronic Industries LTD.
Bookrunner (Follow-On)
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US$75m
Neoleukin Therapeutics, Inc.
Lead Manager (Follow-On Offering)
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US$46m
Adesto Technologies
Financial Advisor and Joint Bookrunner (Buy-Side and Follow-on Offering)