- Home
- Legal & regulatory information
- Legal & regulatory information (UK)
Legal and regulatory information (UK)
If you're looking for information for Guernsey, Jersey and the Isle of Man, please click here
Client money and client assets
- Central Securities Depositories Regulation (CSDR)
- Client asset protection
- Excess reportable income and income equalisation
- Schedule of interest and charges
Company engagement and stewardship
MIFIDPRU disclosures
- Annual MIFIDPRU disclosure report - ACIM
- Annual MIFIDPRU disclosure report - CGAM
- Annual MIFIDPRU disclosure report - CGFPL
- Annual MIFIDPRU disclosure report - CGWL
- Annual MIFIDPRU disclosure report - CGWPL
- Annual MIFIDPRU disclosure report - PSWL
Orders and investments
- Summary of the Wealth Planning Order Reception and Transmission policy
- Investment recommendations disclosures
- Market Sounding process (CGWL)
- Order Execution Policy (CGWL)
Privacy
Policies and disclosures
- Conflicts policy
- CGWM Gender pay gap report
- Hargreave Hale - pension scheme update
- Modern Slavery Act
- CGWM UK tax strategy
- Task Force on Climate-related Financial Disclosures (TCFD) Report
Terms of business
- Terms of Business for CG Wealth Planning Limited (CGWPL)
- Terms of Business for Canaccord Genuity Wealth Limited (CGWL)
Investment involves risk and you may not get back what you invest. It’s not suitable for everyone.
Investment involves risk and is not suitable for everyone.